-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RAvf6Vl9qPus4FnoRZ+1OUCZ/wste457xFbi6Kqoboyye/HMdhkB1eiAuHkjysuG V0d4pZubp1AxgpaLfCnWCg== 0001140361-09-024022.txt : 20091029 0001140361-09-024022.hdr.sgml : 20091029 20091029094931 ACCESSION NUMBER: 0001140361-09-024022 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091029 DATE AS OF CHANGE: 20091029 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42560 FILM NUMBER: 091143405 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Superius Securities Group Inc Profit Sharing Plan CENTRAL INDEX KEY: 0001299995 IRS NUMBER: 223090132 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 94 GRAND AVE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 201-568-8800 MAIL ADDRESS: STREET 1: 94 GRAND AVE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 SC 13G 1 formsc13g.htm SUPERIUS SECURITIES GROUP SC13G 10-23-2009 formsc13g.htm


SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
 

Applied Energetics Inc.
(Name of Issuer)


Common Stock, par value $0.001 per share
(Title of Class of Securities)


03819m106
(CUSIP Number)

October 23, 2009
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

T           Rule 13d-1(b)
o           Rule 13d-1(c)
o           Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
 

 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
Superius Securities Group Inc. Profit Sharing Plan (the “Plan”)
22-3090132
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  ¨
(b)  o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF
 
 SHARES
 
 BENEFICIALLY
 
 OWNED BY EACH
 
REPORTING
 
 PERSON WITH
 
5
SOLE VOTING POWER
 
8,535,997 shares of Common Stock
 
6
SHARED VOTING POWER
 
0
 
7
SOLE DISPOSITIVE POWER
 
8,535,997 shares of Common Stock
 
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
8,535,997 shares of Common Stock
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨       
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
9.87%
12
TYPE OF REPORTING PERSON
 
EP
 
 
 

 

Item 1(a).
Name of Issuer:

Applied Energetics, Inc.  (the "Issuer")

Item 1(b).
Address of Issuer's Principal Executive Offices:

3590 East Columbia Street, Tucson, AZ 85714

Items 2(a), (b) and (c).
Name of Persons Filing, Address of Principal Business Office and Citizenship:

Superius Securities Group Inc. Profit Sharing Plan (the “Plan”)

The principal business office of the Plan is 94 Grand Ave, Englewood, NJ 07631.

A United States company organized in the State of New York.
 
Item 2(d).
Title of Class of Securities:

Common Stock, par value $0.001 per share (the "Common Stock")

Item 2(e).
CUSIP Number:
 
03819m106

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
£
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
(b)
£
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
(c)
£
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
(d)
£
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
(e)
£
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)
T
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)
£
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
(h)
£
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)
£
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)
£
Group, in accordance with §240.13d-1(b)(1)(ii)(J).


 
 

 

Item 4.
Ownership.
 
 
(a)
Amount beneficially owned:
 
8,535,997 shares of Common Stock
 
 
(b)
Percent of class:
 
Based on 86,424,948 shares of Common Stock of the Issuer outstanding, the Reporting Persons in the aggregate hold approximately 9.87%* of the issued and outstanding Common Stock of the Issuer.

 
(c)
Number of shares to which such person has:

 
(i)
Sole power to vote or direct the vote:  8,535,997 shares of Common Stock
 
 
 
(ii)
Shared power to vote or direct the vote:  0
 
 
 
(iii)
Sole power to dispose or to direct the disposition of: 8,535,997 shares of Common Stock
 
 
 
(iv)
Shared power to dispose of or direct the disposition of: 0
 
Item 5.
Ownership of Five Percent or Less of a Class.

Not applicable
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company.

Not applicable

Item 8.
Identification and Classification of Members of the Group.

Not applicable
 
Item 9.
Notice of Dissolution of a Group.

Not applicable

Item 10.
Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Dated:
October 26, 2009


 
Superius Securities Group Inc, Profit Sharing Plan
     
 
By:
    
   
James Hudgins, Trustee
 

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